海外上市的申请文件中424B4、F1、F1A、EFFECT、FWP都是什么？

luna_muser

弱问一下，海外上市的申请文件中424B4、F1、F1A、EFFECT、FWP都是什么呀？

Company Name	Form Type	Received	Period	Views
	SOLARFUN POWER HOLDINGS CO., LTD.	6-K	1/18/2007	1/17/2007	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	6-K	12/28/2006	12/22/2006	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	424B4	12/20/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	F-1/A	12/19/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	EFFECT	12/19/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	EFFECT	12/19/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	F-1/A	12/18/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	CERTNAS	12/18/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	8-A12B	12/12/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	F-6	12/11/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]
	SOLARFUN POWER HOLDINGS CO., LTD.	F-1	12/11/2006	N/A	[img=http://secfilings.nasdaq.com/images/view_html.gif]View this filing in your web browser.[/img]  [img=http://secfilings.nasdaq.com/images/view_org.gif]View this filing in its original format as ted to the SEC[/img]  [img=http://secfilings.nasdaq.com/images/view_rtf.gif]View this filing in Microsoft® Word[/img]  [img=http://secfilings.nasdaq.com/images/view_pdf.gif]View this filing in Portable Document Format[/img]  [img=http://secfilings.nasdaq.com/images/view_xls.gif]Download and view the tables contained in this filing in Microsoft® Excel.[/img]

xg227227

你对上市申请了解吗？
其实这些东西就是按照美国1933年证券法和1934年证券法修正草案以及美国证券交易委员会以及交易所的规定需要提交的表格和文件资料以及生效声明而已。就像我们国内上市一样，要填写申报表格以及提供相关资料等等。
另外，由于美国的IPO实行的是注册制，而我们国内是核准加保荐制。所以美国上市申请要填写注册表格并作相关说明，实质类似于具有法律性的声明文件等等。